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Engineering with logic: Rigorous test-oracle specification and validation for TCP/IP and the sockets API


Steve Bishop, Matthew Fairbairn, Hannes Mehnert, Michael Norrish, Tom Ridge, Peter Sewell, Michael Smith and Keith Wanbrough


Center for the Cultivation of Technology

University of Leicester

University of Cambridge

Australian National University


Conventional computer engineering relies on test-and-debug development processes, with the behavior of common interfaces described (at best) with prose specification documents. But prose specifications cannot be used in test-and-debug development in any automated way, and prose is a poor medium for expressing complex (and loose) specifications. The TCP/IP protocols and Sockets API are a good example of this: they play a vital role in modern com- munication and computation, and interoperability between implementations is essential. But what exactly they are is surprisingly obscure: their original development focused on “rough consensus and running code,” augmented by prose RFC specifications that do not precisely define what it means for an implementation to be correct. Ultimately, the actual standard is the de facto one of the common implementations, including, for example, the 15 000 to 20 000 lines of the BSD implementation—optimized and multithreaded C code, time dependent, with asynchronous event handlers, intertwined with the operating system, and security critical. This article reports on work done in the Netsem project to develop lightweight mathematically rigorous techniques that can be applied to such systems: to specify their behavior precisely (but loosely enough to permit the required implementation variation) and to test whether these specifications and the im- plementations correspond with specifications that are executable as test oracles. We developed post hoc specifications of TCP, UDP, and the Sockets API, both of the service that they provide to applications (in terms of TCP bidirectional stream connections) and of the internal operation of the protocol (in terms of TCP segments and UDP datagrams), together with a testable abstraction function relating the two. These specifications are rigorous, detailed, readable, with broad coverage, and rather accurate. Working within a general-purpose proof assistant (HOL4), we developed language idioms (within higher-order logic) in which to write the specifications: operational semantics with nondeterminism, time, system calls, monadic relational programming, and so forth. We followed an experimental semantics approach, validating the specifications against several thousand traces captured from three implementations (FreeBSD, Linux, and WinXP). Many differences between these were identified, as were a number of bugs. Validation was done using a special-purpose symbolic model checker programmed above HOL4. Having demonstrated that our logic-based engineering techniques suffice for handling real-world proto- cols, we argue that similar techniques could be applied to future critical software infrastructure at design time, leading to cleaner designs and (via specification-based testing) more robust and predictable implementations. In cases where specification looseness can be controlled, this should be possible with lightweight techniques, without the need for a general-purpose proof assistant, at relatively little cost.

BibTeX Entry

    numpages         = {Article 1 (77 pages)},
    publisher        = {ACM},
    doi              = {},
    issue            = {1},
    journal          = {Journal of Association of Computing Machinery},
    author           = {Bishop, Steve and Fairbairn, Matthew and Mehnert, Hannes and Norrish, Michael and Ridge, Tom and
                        Sewell, Peter and Smith, Michael and Wanbrough, Keith},
    month            = jan,
    volume           = {66},
    year             = {2019},
    title            = {Engineering with Logic: Rigorous Test-Oracle Specification and Validation for {TCP}/{IP} and the
                        Sockets {API}}